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Randy D Thompson

Investment adviser representative at Empower Advisory Group, LLC
9 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

9 years in the industry.

  1. Empower Advisory Group, LLCFeb 2024 to now
  2. Gwfs Equities, Inc.Mar 2022 to now
  3. Bank of America, N.AFeb 2022 to Mar 2022
  4. Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2013 to Mar 2022

Exams passed

  • Series 66 · Uniform Combined State Law2013

State registrations

Registered as an investment adviser representative in 1 state (SC).

Empower Advisory Group, LLC

$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5482881
Firm CRD
112058
Advisor's SEC record (opens in a new tab)
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