Sarah Jo Moldan
Investment adviser representative at LPL Financial LLC
18 yearsExperience
3 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
18 years in the industry.
- LPL Financial, LLCJul 2021 to now
- Cascade Farmers Mutual Insurance CompanyNov 2019 to now
- High Plains Team LLCMay 2015 to now
- Sarah J Benton LLCApr 2011 to now
- Sarah Moldan LLCApr 2011 to now
- Various Insurance Carriers for W & R Insurance AgenciesJul 2008 to Jul 2021
- Waddell & Reed, Inc.Jan 2008 to Jul 2021
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 3 states (MT, NE, WA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5481529
- Firm CRD
- 6413