Sara Diaz
Investment adviser representative at Northwestern Mutual Investment Services,LLC
9 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
9 years in the industry.
- Northwestern Mutual Investment Services, LLCJan 2024 to now
- Northwestern Mutual Life Insurance CompanyJan 2024 to now
- Moonlit Provisions, LLCSep 2023 to now
- 105 West Brewing CompanyMar 2022 to now
- Alidade BrewingAug 2025 to Sep 2025
- Mbo PartnersJan 2024 to Jun 2026
- Charles Schwab & Co., Inc.Aug 2022 to Jun 2023
- Charles Schwab Bank, SsbAug 2022 to Jun 2023
- Northwestern Mutual Investment Services, LLCDec 2018 to Aug 2022
- Northwestern Mutual Life Insurance CompanyDec 2018 to Aug 2022
- Charles Schwab & Co., IncJan 2016 to Nov 2018
- Charles Schwab BankJan 2016 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (CO).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5481364
- Firm CRD
- 2881