Jose Emanuel gomes Lopes
Investment adviser representative at Cwm, LLC
11 yearsExperience
1 stateRegistered in
ChFC®Designation
$50.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Cwm, LLCFeb 2025 to now
- Cetera Investment Advisers LLCJan 2025 to now
- Cetera Wealth Services, LLCJan 2025 to now
- Cwm, LLC dba Carson PartnersJan 2025 to now
- Dc Advisors, LLCJan 2025 to now
- Osaic Wealth, Inc.Sep 2023 to Dec 2024
- Sagepoint FinancialAug 2022 to Sep 2023
- Minnesota Life Insurance Co.Aug 2017 to Aug 2022
- Securian Advisors of New EnglandAug 2017 to Aug 2022
- Securian Financial Services, Inc.Aug 2017 to Aug 2022
- Principal Life Insurance CompanyMay 2015 to Jul 2017
- Princor Financial Services CorporationMay 2015 to Jul 2017
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
State registrations
Registered as an investment adviser representative in 1 state (RI).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5478817
- Firm CRD
- 155344