Cathleen Louise Beatrice
Investment adviser representative at Osaic Institutions, Inc.
11 yearsExperience
1 stateRegistered in
$6.5BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Osaic Institutions, Inc.Jan 2017 to now
- Infinex Investments, Inc.Jan 2017 to now
- Mercer County State BankJan 2017 to now
- Cathleen BeatriceSep 2016 to Oct 2021
- Raymond James Financial Services Advisors Inc.May 2015 to Jan 2017
- Raymond James Financial Services, Inc.May 2015 to Jan 2017
- Ristvey Investment GroupMay 2015 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (PA).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5473869
- Firm CRD
- 35371