Joseph Herrmann
Investment adviser representative at HSBC Securities (USA) Inc.
11 yearsExperience
1 stateRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- HSBC Technology & Services USAJun 2026 to now
- HSBC Securities (USA) Inc.Mar 2024 to now
- HSBC Bank USA National AssociationMar 2024 to Jun 2026
- Massmutual Life Insurance CompanyOct 2022 to Feb 2024
- MML Investors Services, LLCOct 2022 to Feb 2024
- Lenox AdvisorsSep 2022 to Feb 2024
- UnemployedJul 2022 to Sep 2022
- Gilder Gagnon HoweDec 2017 to Jul 2022
- City National RochdaleJan 2015 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 1 state (NY).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5470463
- Firm CRD
- 19585