Anthony John Santarpia
Investment adviser representative at Arete Wealth Advisors, LLC
10 yearsExperience
3 statesRegistered in
$2.7BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Arete Wealth Advisors, LLCJan 2026 to now
- Arete Wealth ManagementJan 2026 to now
- Fincadia WealthJan 2026 to now
- A.G.P. / Alliance Global PartnersOct 2020 to Dec 2025
- Aegis Capital CorpMay 2017 to Oct 2020
- National Securities CorpJan 2016 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 3 states (FL, NY, TX).
Arete Wealth Advisors, LLC
$2.7BAssets managed
5,426Clients
143Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5470285
- Firm CRD
- 145488