Gregory Caryl Dahms
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCJul 2026 to now
- Massmutual Life Insurance CoNov 2022 to Jul 2026
- MML Investors Services, LLCNov 2022 to Jul 2026
- Nylife Securities LLCApr 2022 to Nov 2022
- New York Life Insurance CompanyNov 2021 to Nov 2022
- Allstate InsuranceJul 2021 to Nov 2021
- Greg Dahms Agent, Howard and Howard InsuranceMay 2020 to Jul 2021
- Medical Air Services Association - Medical Transport ServicesJul 2018 to May 2020
- Marcoa MediaJan 2018 to Jul 2018
- Action Recruiting Inc.Nov 2015 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5469502
- Firm CRD
- 6413