Elmer Jocol
Investment adviser representative at TD Private Client Wealth LLC
10 yearsExperience
6 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- TD Private Client Wealth LLCMar 2026 to now
- TD Bank N.A.Mar 2026 to now
- Mass HealthMar 2025 to Mar 2026
- LPL Financial LLCOct 2024 to Mar 2025
- M&t BankJan 2024 to Mar 2025
- UnemployedDec 2022 to Dec 2023
- Bank of America, N.A.Sep 2017 to Nov 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2017 to Nov 2022
- Montachussetts Home CareSep 2016 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 6 states (CT, MA, ME, NH, RI, SC).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5465694
- Firm CRD
- 164484