James Francis Daisey
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCMay 2024 to now
- Hanscom Federal Credit UnionOct 2023 to now
- Cuso Financial Services, LPOct 2020 to Oct 2023
- Workers Credit UnionOct 2020 to Oct 2023
- Citizens Securities, IncJul 2020 to Aug 2020
- Citizens Securities Inc.Dec 2017 to Feb 2020
- Citizens BankNov 2013 to Aug 2020
- Cco Investment ServicesNov 2013 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (MA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5465466
- Firm CRD
- 6413