Brent Allen Penrose
Investment adviser representative at Northern Trust Securities, Inc
15 yearsExperience
1 stateRegistered in
$1.7BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Northern Trust Securities, Inc.Apr 2025 to now
- Northern TrustApr 2025 to now
- JPMorgan Chase Bank, NAAug 2023 to Apr 2025
- JPMorgan Securities LLCAug 2023 to Apr 2025
- UBS Financial Services, Inc.Jul 2020 to Jul 2023
- HSBCMar 2020 to Jul 2020
- HSBC Securities USA IncMay 2017 to Mar 2020
- Wells Fargo Clearing Services, LLCNov 2016 to Apr 2017
- Wells Fargo Advisors LLCJan 2011 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (IL).
Northern Trust Securities, Inc
Legal name: Northern Trust Securities, Inc.
$1.7BAssets managed
2,053Clients
100Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5464292
- Firm CRD
- 7927