Tina Tzu-yi Tsao
Investment adviser representative at Transamerica Financial Advisors, LLC
11 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Transamerica Financial Advisors, IncFeb 2025 to now
- WfgiaDec 2024 to now
- HomemakerApr 2023 to Dec 2024
- Deutsche BankMar 2022 to Apr 2023
- Citi Private BankJun 2019 to Mar 2022
- Usborne Books and MoreFeb 2018 to Mar 2022
- Transamerica Financial Advisors, IncJun 2015 to May 2019
- World Financial Group, Inc.May 2015 to Jun 2019
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 1 state (CA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5463953
- Firm CRD
- 16164