Michael Joseph Esenbock
Investment adviser representative at Commonwealth Financial Network
18 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Commonwealth Financial NetworkFeb 2023 to now
- Tata Consultancy ServicesJun 2022 to Feb 2023
- Transamerica Capital IncJun 2022 to Feb 2023
- AmerisaveSep 2021 to Jun 2022
- Morgan StanleyMar 2019 to Sep 2021
- Bank of America, NANov 2009 to Mar 2019
- Merrill LynchApr 2008 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (CT).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5460930
- Firm CRD
- 8032