Matthew D Mendoza
Investment adviser representative at Rockefeller Capital Management
19 yearsExperience
2 statesRegistered in
$36.8BFirm assets
8 yearsFirm in business
Are you Matthew D Mendoza? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
19 years in the industry.
- Rockefeller Capital ManagementSep 2023 to now
- Rockefeller Financial LLCMay 2022 to now
- Bank of America, N.A.May 2011 to May 2022
- Merrill LynchDec 2007 to May 2022
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Rockefeller Capital Management
Legal name: Rockefeller & Co. LLC
$36.8BAssets managed
6,490Clients
346Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5460925
- Firm CRD
- 294197