Stephanie Esquivel Flores
Investment adviser representative at Swbc Investment Company
12 yearsExperience
1 stateRegistered in
$256MFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Swbc Investment CompanyApr 2024 to now
- Swbc Investment Services, LLCApr 2024 to now
- CitigroupJun 2021 to Apr 2024
- Frost Brokerage ServicesMay 2019 to May 2021
- USAA Investment Management CompanySep 2014 to May 2019
- USAA Transfer Agency CompanySep 2014 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
Swbc Investment Company
$256MAssets managed
494Clients
17Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5456790
- Firm CRD
- 140994