Kirk Anthony Sempsrott
Investment adviser representative at LPL Financial LLC
13 yearsExperience
10 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCMay 2023 to now
- Sigma Financial CorporationNov 2016 to now
- SpcNov 2016 to now
- Washington Avenue AdvisorsFeb 2016 to Nov 2016
- Principal Life Ins CoJan 2013 to Nov 2016
- Princor Financial Services CorpJan 2013 to Nov 2016
- The Centennial GroupJan 2013 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 10 states (CO, IA, IL, IN, MD, MI, NC, PA, RI, WA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5455535
- Firm CRD
- 6413