Paula Kay Berends
Investment adviser representative at Ameriprise Financial Services, LLC
23 yearsExperience
12 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
Are you Paula Kay Berends? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
23 years in the industry.
- Ameriprise Financial Services, Inc.Mar 2018 to now
- Cri Securities LLCFeb 2014 to Mar 2018
- H.beck, IncFeb 2014 to Dec 2017
- Securian Financial Services, Inc.Nov 2007 to Mar 2018
- Minnesota Life Insurance CompanyOct 2003 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 12 states (AL, AR, DE, MN, MS, NE, NV, OK, RI, VA, WA, WI).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5454412
- Firm CRD
- 6363