Nicole Teluk Smykowski
Investment adviser representative at HSBC Securities (USA) Inc.
10 yearsExperience
19 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- HSBC Bank USA, N.A.Nov 2022 to now
- HSBC Securities (USA) Inc.Nov 2022 to now
- Trubee, Collins & Co, IncAug 2021 to Nov 2022
- LPL Financial LLCJun 2021 to Jul 2021
- M&t SecuritiesJul 2018 to Jul 2021
- HSBC Bank USA, N.A.May 2018 to Jun 2018
- HSBC Securities (USA) Inc.Dec 2016 to Jun 2018
- HSBC Bank Naitonal AssociationNov 2016 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 19 states (AK, AL, DE, GA, IA, IN, KS, LA, MD, ME, MT, NC, ND, NM, NY, PR, TX, UT, VI).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5454247
- Firm CRD
- 19585