Christopher Donald Caldwell
Investment adviser representative at Voya Financial Advisors, Inc.
5 yearsExperience
3 statesRegistered in
$3.9BFirm assets
32 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
5 years in the industry.
- Voya Financial Advisors, Inc.Oct 2019 to now
- UnemployedJul 2019 to Oct 2019
- Jb Capital, LLCFeb 2019 to Jul 2019
- Johnson BrunettiFeb 2019 to Jul 2019
- Voya FinancialSep 2014 to Feb 2019
- Voya Financial AdvisorsSep 2014 to Feb 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 3 states (CT, NY, TX).
Voya Financial Advisors, Inc.
$3.9BAssets managed
16,336Clients
720Advisers
32 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5452504
- Firm CRD
- 2882