Kevin James Smith
Investment adviser representative at Discipline Wealth Solutions, Inc.
11 yearsExperience
1 stateRegistered in
$746.7MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Discipline Wealth Solutions, Inc.Jan 2026 to now
- Osaic Wealth, Inc.Jun 2024 to Jan 2026
- Securities America AdvisorsMar 2018 to Jun 2024
- Securities America, Inc.Mar 2018 to Jun 2024
- UnemployedOct 2017 to Mar 2018
- Christian Brothers Investment Services, Inc.Jan 2015 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (TN).
Discipline Wealth Solutions, Inc.
$746.7MAssets managed
1,946Clients
19Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5452226
- Firm CRD
- 315846