Lisa Rosenthal
Investment adviser representative at Ancora Private Wealth Advisors, LLC
11 yearsExperience
1 stateRegistered in
CFA, CFP® certificationDesignations
$3.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Ancora Private Wealth Advisors, LLCMar 2024 to now
- Ancora AdvisorsDec 2023 to now
- Ancora AlternativesDec 2023 to now
- Ancora Family Wealth AdvisorsDec 2023 to now
- Ancora Holdings GroupDec 2023 to now
- Ancora Retirement Plan AdvisorsDec 2023 to now
- Inverness Securities, LLCDec 2023 to now
- Bank of America, N.A.Dec 2020 to Dec 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2020 to Dec 2023
- Mcdonald Partners LLCOct 2017 to Sep 2020
- Morgan Stanley Private Bank, National AssociationJan 2016 to Oct 2017
- Morgan Stanley Smith Barney LLCDec 2015 to Oct 2017
Designations
- CFA
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (OH).
Ancora Private Wealth Advisors, LLC
$3.9BAssets managed
4,509Clients
15Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5450876
- Firm CRD
- 124845