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Matthew Alan Harris

Investment adviser representative at Hilltop Securities Asset Management, LLC
19 yearsExperience
2 statesRegistered in
CFADesignation
$37.7BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Seminars and workshops

Experience

19 years in the industry.

  1. Hilltop Securities Asset Management, LLCFeb 2025 to now
  2. Hilltop Securities Inc.Jan 2024 to now
  3. The Baker GroupFeb 2007 to Jan 2024

Designations

  • CFA

Exams passed

  • Series 63 · Uniform Securities Agent State Law2024
  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 2 states (FL, TX).

Hilltop Securities Asset Management, LLC

$37.7BAssets managed
60Clients
25Advisers
34 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5450660
Firm CRD
110760
Advisor's SEC record (opens in a new tab)
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