Jonathan Henry Smith
Investment adviser representative at Wells Fargo Advisors
17 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$671.4BFirm assets
Are you Jonathan Henry Smith? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Wells Fargo Clearing Services, LLCApr 2025 to now
- Q3 Advisors, LLCMar 2025 to Apr 2025
- Mutual of America Securities LLCNov 2023 to Mar 2025
- Alight Financial SolutionsJul 2019 to Nov 2023
- Alight SolutionsJul 2019 to Nov 2023
- Northwestern Mutual Wealth Management CompanySep 2016 to Mar 2018
- Jeffrey P CarlsonApr 2009 to Jul 2019
- Northwestern Mutual Investment Services, LLCNov 2008 to Mar 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5443091
- Firm CRD
- 19616