Carolyn Ngo
Investment adviser representative at Schwab Wealth Advisory, Inc.
19 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
19 years in the industry.
- Schwab Wealth Advisory, Inc.Dec 2024 to now
- Charles Schwab & Co., Inc.May 2020 to now
- Charles Schwab Bank, SsbMay 2020 to Dec 2024
- USAA Investment Management CompanyJan 2018 to May 2020
- Self Employed-rental PropertyAug 2016 to May 2018
- Self-employedApr 2014 to Jun 2021
- USAA Financial Planning ServicesJan 2011 to May 2020
- USAA Financial Advisors, Inc.Oct 2007 to May 2020
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Schwab Wealth Advisory, Inc.
$0Assets managed
0Clients
1,680Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5442405
- Firm CRD
- 159035