Ethan Jeffrey Goodman
Investment adviser representative at TD Private Client Wealth LLC
15 yearsExperience
5 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- TD Bank N.A.May 2025 to now
- TD Private Client Wealth LLCMay 2025 to now
- Wells Fargo Bank, NAMar 2024 to May 2025
- Wells Fargo Clearing Services, LLCMar 2024 to May 2025
- Mass Mutual Life Insurance CompanyMar 2021 to Mar 2024
- MML Investors Services, LLCMar 2021 to Mar 2024
- VoyaMar 2020 to Jan 2021
- Voya Financial Partners, LLCMar 2020 to Jan 2021
- Prudential Investment Management Services LLCApr 2017 to Feb 2020
- Pruco Securities, LLCApr 2014 to Apr 2017
- The Prudential Insurance Company of AmericaMar 2011 to Feb 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 5 states (CT, MA, NH, NY, RI).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5441790
- Firm CRD
- 164484