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Regan Wall

Investment adviser representative at Capital Wealth Planning, LLC
18 yearsYears since first job or exam
1 stateRegistered in
$17.2B
17 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

Contact this advisor

(239) 593-2100capitalwealthplanning.comFirm's SEC record

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

18 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. Capital Wealth Planning, LLCAug 2024 to now
  2. Matrix 360 Distributors, LLCJun 2024 to Jun 2024
  3. Stringer Asset ManagementMay 2024 to Aug 2024
  4. Sei Investments Distribution Co.Mar 2022 to May 2024
  5. Fnex Capital, LLCJan 2022 to Mar 2022
  6. Franklin Distributors, LLCJul 2021 to Jan 2022
  7. Franklin Templeton Distributors, Inc.May 2021 to Jul 2021
  8. Saxony Capital Management, LLCApr 2020 to Apr 2021
  9. Patrick Capital Markets, LLCMar 2020 to Apr 2021
  10. Rising Star DistributorsMar 2020 to Apr 2021
  11. UnemployedMar 2019 to Mar 2020
  12. Smith and Nephew OrthopedicsAug 2018 to Mar 2019
  13. UnemployedApr 2018 to Aug 2018
  14. Sterling Capital Distributors, LLCMay 2014 to Apr 2018
  15. Sterling Capital Management, LLCApr 2014 to Apr 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2008
  • Series 65 · Uniform Investment Adviser Law2014

State registrations

Registered as an investment adviser representative in 1 state (FL).

Capital Wealth Planning, LLC

$17.2B
12,580Clients
11Advisers
17 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure site.

5428035
150764
Advisor's SEC record
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