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Peter Stephen Horos

Investment adviser representative at Capital Client Group, Inc.
14 yearsExperience
1 stateRegistered in
$0Firm assets
13 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Other

Experience

14 years in the industry.

  1. Capital Client Group, Inc.Aug 2026 to now
  2. Capital Group / Capital Client Group, Inc.Jun 2026 to now
  3. JP Morgan Asset Mgmt/jp Morgan Inst. Investments, Inc.Jun 2017 to Jun 2026
  4. Goldman Sachs Asset Mgmt/goldman Sachs & Co., LLCJul 2012 to Jun 2017

Exams passed

  • Series 66 · Uniform Combined State Law2026

State registrations

Registered as an investment adviser representative in 1 state (CA).

Capital Client Group, Inc.

$0Assets managed
0Clients
606Advisers
13 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5417445
Firm CRD
6247
Advisor's SEC record (opens in a new tab)
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