Nicole Karen Choi
Investment adviser representative at Morgan Stanley
14 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
Are you Nicole Karen Choi? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Morgan Stanley Private Bank, N.AJan 2026 to now
- Morgan StanleyJan 2025 to now
- Morgan Stanley Smith Barney LLCJan 2025 to now
- UBS Financial ServicesMay 2023 to Jan 2025
- Cetera Investment Advisers LLCNov 2020 to May 2023
- Cetera Advisors LLCMar 2019 to May 2023
- First Allied Securities, Inc. (fasi)Mar 2019 to Sep 2022
- First Allied Advisory Services, Inc.Mar 2019 to Nov 2020
- LPL Financial LLCDec 2012 to Mar 2019
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5415713
- Firm CRD
- 149777