Kai Tian
Investment adviser representative at LPL Enterprise, LLC
14 yearsExperience
3 statesRegistered in
CFADesignation
$24.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Pruco Securities, LLCOct 2023 to now
- The Prudential Insurance Company of AmericaOct 2023 to now
- Park Avenue Securities LLCSep 2022 to Oct 2023
- Guardian Life Insurance CompanyApr 2022 to Oct 2023
- Nautilus Premier Consulting & ServicesMay 2018 to Oct 2023
- Nautilus Global Consulting LedNov 2012 to May 2018
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 3 states (CA, NC, WA).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5414556
- Firm CRD
- 8733