Adam Richard Sands
Investment adviser representative at Oppenheimer & Co. Inc.
8 yearsExperience
1 stateRegistered in
CFADesignation
$36.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
8 years in the industry.
- Oppenheimer & Co. Inc.Jul 2023 to now
- Job TransitionMar 2023 to Jun 2023
- Lument (orix Real Estate Capital)Sep 2021 to Mar 2023
- Stifel, Nicolaus & Company, IncorporatedMar 2019 to Sep 2021
- First Empire Securities, Inc.Nov 2017 to Mar 2019
- Incapital LLCFeb 2017 to Nov 2017
- Kimberlite Advisors LLCJul 2015 to Feb 2017
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
State registrations
Registered as an investment adviser representative in 1 state (NY).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5412973
- Firm CRD
- 249