Brian Dat Nguyen
Investment adviser representative at Twin Peaks Wealth Advisors
15 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$584.8MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Twin Peaks Wealth Advisors, LLCDec 2022 to now
- Purshe Kaplan Sterling InvestmentsDec 2022 to now
- Investor FanNov 2021 to Dec 2022
- LPL Finanical LLCNov 2016 to Nov 2021
- Sorrento Pacific Financial, LLCMay 2011 to Nov 2016
- Fremont BankFeb 2011 to Nov 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Twin Peaks Wealth Advisors
Legal name: Twin Peaks Wealth Advisors, LLC
$584.8MAssets managed
431Clients
10Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5411154
- Firm CRD
- 323817