Robert Harold Little
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2026 to now
- Bank of America, N.A.May 2026 to now
- Bofa Securities, Inc.Jun 2021 to now
- Bank of America CorporationJun 2020 to Aug 2020
- Usc Marshall School of Business- MbaAug 2019 to May 2021
- Bank of AmericaJun 2019 to Jul 2019
- UnemployedFeb 2019 to May 2019
- Castleoak Securities, LPAug 2018 to Jan 2019
- Wells Fargo Securities, LLCJun 2013 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5409487
- Firm CRD
- 7691