Judy I Gutierrez
Investment adviser representative at Retirement and Wealth At Alliant, LLC
11 yearsExperience
1 stateRegistered in
$7.4BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Retirement and Wealth At Alliant, LLCJul 2026 to now
- LPL Financial LLCOct 2025 to Jul 2026
- Global Retirement Partners, LLCJul 2022 to Jul 2026
- LPL Financial LLCJul 2022 to Mar 2025
- Oneamerica SecuritiesSep 2015 to Jul 2022
- American United LifeAug 2015 to Jul 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (IL).
Retirement and Wealth At Alliant, LLC
$7.4BAssets managed
222Clients
44Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5408222
- Firm CRD
- 167970