Chuong Quoc Thi
Investment adviser representative at Principal Securities, Inc.
2 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
2 years in the industry.
- Principal Securities, Inc.Nov 2017 to now
- Principal Life InsuranceOct 2017 to now
- Sammons Financial NetworkJan 2017 to Oct 2017
- Parkland SecuritiesAug 2015 to Dec 2016
- Midland National LifeJun 2015 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (IA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5401733
- Firm CRD
- 1137