Thomas James Jordan
Investment adviser representative at Osaic Wealth, Inc.
11 yearsExperience
1 stateRegistered in
$234.9BFirm assets
29 yearsFirm in business
Are you Thomas James Jordan? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Osaic Wealth, Inc.Mar 2022 to now
- Pacific Capital Resource GroupMar 2022 to now
- Royal Alliance Associates, Inc.Mar 2022 to now
- Cuso Financial Sevices, L.P.Jun 2019 to Mar 2022
- MML Investors Services, LLCMar 2017 to Jun 2019
- Massachusetts Mutual Life Insurance CompanyJul 2016 to Jun 2019
- Metlife Securities, Inc.Nov 2015 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (WA).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5396287
- Firm CRD
- 23131