Francis Randall
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCOct 2024 to now
- Edward JonesJun 2022 to Oct 2024
- Principal Securities IncJun 2020 to Jun 2022
- Principal Life Insurance CompanyMay 2020 to Jun 2022
- Adp Broker Dealer Inc.Nov 2018 to May 2020
- Adp LLCNov 2018 to May 2020
- Newport Group Consulting, LLCSep 2017 to Nov 2018
- Newport Group Securities, IncSep 2017 to Nov 2018
- Newport Group, Inc.Sep 2017 to Nov 2018
- Brinker CapitalJun 2015 to Sep 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (MA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5395510
- Firm CRD
- 6413