Roger Ivan Toledo
Investment adviser representative at LPL Financial LLC
16 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
16 years in the industry.
- International Bank of TexasMar 2026 to now
- LPL Financial LLCMar 2026 to now
- Patrick Capital Markets, LLCOct 2025 to Mar 2026
- UnemployedDec 2024 to Sep 2025
- First Trust Advisors L.P.Dec 2020 to Nov 2024
- First Trust Portfolios L.P.Dec 2020 to Nov 2024
- Cima Financial Regulatory ConsultantsFeb 2020 to Oct 2020
- Kovack International Wealth Management, Inc.Jun 2019 to Dec 2019
- UnemployedDec 2018 to May 2019
- Morgan Stanley Smith BarneyMar 2010 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5394291
- Firm CRD
- 6413