Skip to content

Yen Wu

Investment adviser representative at 1n Capital, LLC
10 yearsExperience
2 statesRegistered in
$135.9MFirm assets
6 yearsFirm in business

Are you Yen Wu? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

10 years in the industry.

  1. 1n Capital, LLCJul 2020 to now
  2. Intellectus Partners, LLCJun 2017 to Jul 2020
  3. Oceaniq Capital LLCMay 2016 to Jun 2017
  4. Robertson StephensJan 2016 to Jun 2017

Exams passed

  • Series 66 · Uniform Combined State Law2007

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

1n Capital, LLC

$135.9MAssets managed
25Clients
1Advisers
6 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5393970
Firm CRD
309502
Advisor's SEC record (opens in a new tab)
CallContact this firm