James Anthony Cerefice
Investment adviser representative at TD Private Client Wealth LLC
11 yearsExperience
1 stateRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- TD Private Client Wealth LLCMay 2026 to now
- TD Bank N.A.May 2026 to now
- Mutual of America Securities LLCApr 2024 to May 2026
- TIAAJan 2019 to Apr 2024
- TIAA-CREF Individual & Institutional Services, LLCJan 2019 to Apr 2024
- Alliancebernstein Investments, Inc.Nov 2017 to Jan 2019
- Alliancebernstein L.P.Nov 2017 to Jan 2019
- Charles Schwab & Co., Inc.Jan 2015 to Nov 2017
- Charles Schwab BankJan 2015 to Nov 2017
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 1 state (NJ).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5390701
- Firm CRD
- 164484