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Clement Sprout

Investment adviser representative at Rockefeller Capital Management
11 yearsExperience
2 statesRegistered in
$99.6BFirm assets
8 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

11 years in the industry.

  1. Rockefeller Financial LLCJan 2023 to now
  2. Rockefeller Capital ManagementJan 2023 to now
  3. J.P. Morgan Securities, LLC.Jul 2019 to Jan 2023
  4. JPMorgan Chase Bank, N.A.Jul 2019 to Jan 2023
  5. Bank of America, N.A.Oct 2015 to Jul 2019
  6. Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2015 to Jul 2019
  7. Renew Church, Inc.Jan 2015 to Dec 2022

Exams passed

  • Series 66 · Uniform Combined State Law2017

State registrations

Registered as an investment adviser representative in 2 states (NY, TX).

Rockefeller Capital Management

Legal name: Rockefeller Financial LLC

$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5389704
Firm CRD
291361
Advisor's SEC record (opens in a new tab)
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