Jamie Ann Swasey
Investment adviser representative at Commonwealth Financial Network
10 yearsExperience
2 statesRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Commonwealth Financial NetworkMay 2026 to now
- One Retirement SourceMay 2026 to now
- Genx Financial LLCAug 2021 to May 2026
- Osaic Wealth, Inc.Apr 2021 to May 2026
- Transamerica Investors Securities CorporationApr 2016 to Apr 2021
- Transamerica Retirement SolutionsApr 2016 to Apr 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (MA, NH).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5384798
- Firm CRD
- 8032