Stephen T. Hicks
Investment adviser representative at Commonwealth Financial Network
19 yearsExperience
2 statesRegistered in
$212.7BFirm assets
34 yearsFirm in business
Are you Stephen T. Hicks? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Commonwealth Financial NetworkMay 2025 to now
- Rfg AssociatesMay 2025 to now
- Brighton Securities Corp.Jul 2007 to May 2025
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5383772
- Firm CRD
- 8032