Charles William Falzone
Investment adviser representative at Charles Schwab & Co., Inc.
7 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
7 years in the industry.
- Charles Schwab & Co., Inc.May 2023 to now
- Charles Schwab Bank, SsbMay 2023 to now
- Pulse4pulse LLCJan 2023 to Apr 2023
- Sanuwave IncJan 2022 to Oct 2022
- UnemployedSep 2021 to Jan 2022
- Fidelity Personal and Workplace AdvisorsJul 2018 to Sep 2021
- Fidelity InvestmentsFeb 2017 to Sep 2021
- Bank of America, N.A.May 2016 to Feb 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2016 to Feb 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2007
- Series 63 · Uniform Securities Agent State Law2016
State registrations
Registered as an investment adviser representative in 1 state (CT).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5382824
- Firm CRD
- 5393