Thomas Christopher Lloyd
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCJun 2026 to now
- Cetera Investment Services LLCJun 2026 to now
- Citizens Bank and TrustMar 2023 to now
- Infinex Investments, incMar 2023 to now
- Truist Investment Services, IncOct 2022 to Mar 2023
- Pfs Investments Inc.Sep 2022 to Oct 2022
- Pfs Investments Inc.Mar 2020 to Dec 2021
- Primerica Financial ServicesFeb 2020 to Oct 2022
- Bank of Central FloridaMar 2018 to Oct 2022
- Wells Fargo Clearing Services, LLCNov 2016 to Mar 2018
- Wells Fargo Advisors, LLCOct 2014 to Mar 2018
- Wells Fargo Bank, NAOct 2014 to Mar 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5381476
- Firm CRD
- 105644