Emmanuel Asuncion
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Cetera Advisors LLCDec 2018 to now
- Cetera Financial Specialists LLCDec 2018 to now
- Cetera Investment Services LLCDec 2018 to now
- Cetera Wealth Services, LLCDec 2018 to now
- Summit Brokerage Services, Inc.Dec 2018 to now
- First Allied Securities, Inc. (fasi)Dec 2018 to Sep 2022
- Andrew Brian CookDec 2016 to Dec 2018
- David W Mc QuadeDec 2016 to Dec 2018
- Jared M OberlandDec 2016 to Dec 2018
- John O ToddDec 2016 to Dec 2018
- T Scott DudleyDec 2016 to Dec 2018
- Thomas Matthew SmithDec 2016 to Dec 2018
- Warren DuthieDec 2016 to Dec 2018
- Northwestern Mutual Wealth Management CompanyJan 2016 to Dec 2018
- Northwestern Mutual Investment Services, LLCMar 2014 to Dec 2018
- Garrett J BleakleyMar 2014 to Apr 2018
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5380684
- Firm CRD
- 105644