James Andrew Rawson
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Cetera Investment Advisers LLCFeb 2024 to now
- Bar Financial Partners LLCFeb 2024 to now
- Cetera Wealth Services, LLCFeb 2024 to now
- Cetera AdvisorsDec 2022 to Jan 2024
- Self EmployedJun 2021 to Nov 2022
- Morgan Stanley Private Bank, N.AAug 2019 to Apr 2021
- Morgan StanleyJul 2019 to Apr 2021
- Bank of America, N.A.Feb 2016 to Jul 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2015 to Jul 2019
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5377647
- Firm CRD
- 105644