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Katrina Marie Difiglia

Investment adviser representative at Nuveen Asset Management, LLC
14 yearsExperience
1 stateRegistered in
$280.5BFirm assets
15 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting

Experience

14 years in the industry.

  1. Nuveen Asset Management, LLCJul 2022 to now
  2. Nuveen Securities, LLCJul 2022 to now
  3. Blackrock Investment Management, LLCSep 2012 to Jul 2022
  4. Blackrock Investments, LLCJun 2012 to Jul 2022

Exams passed

  • Series 66 · Uniform Combined State Law2012

State registrations

Registered as an investment adviser representative in 1 state (IL).

Nuveen Asset Management, LLC

$280.5BAssets managed
65,258Clients
256Advisers
15 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5371993
Firm CRD
155584
Advisor's SEC record (opens in a new tab)
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