Michael Scott
Investment adviser representative at TD Private Client Wealth LLC
10 yearsExperience
3 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- TD Private Client Wealth LLCJul 2026 to now
- TD Bank N.A.Jul 2026 to now
- North Star Heritage GroupNov 2024 to now
- Allstate Financial Advisors, LLCNov 2024 to Jun 2026
- Allstate Financial Services, LLCNov 2024 to Jun 2026
- Allstate Insurance CoNov 2024 to Jun 2026
- Sole PropDec 2022 to Sep 2025
- TD Private Client Wealth LLCJun 2021 to Oct 2024
- UnemployedJan 2021 to May 2021
- TD AmeritradeMar 2020 to Jan 2021
- Edward JonesJul 2019 to Feb 2020
- LPL Financial LLCMay 2018 to Jun 2019
- Sammons Financial NetworkOct 2016 to Mar 2018
- Sammons Retirement SolutionsOct 2016 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 3 states (AZ, NC, SC).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5370297
- Firm CRD
- 164484