Brian Douglas Latta
Investment adviser representative at Principal Asset Management
20 yearsExperience
1 stateRegistered in
$427.7BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
20 years in the industry.
- Principal Asset ManagementFeb 2019 to now
- Principal Funds Distributor, IncFeb 2019 to now
- Principal Securities Inc.Feb 2019 to now
- UnemployedDec 2018 to Feb 2019
- Wells Fargo Clearing Services, LLCNov 2016 to Jun 2017
- Wells Fargo Advisors LLCJan 2011 to Nov 2016
- Wells Fargo BankMar 2006 to Dec 2018
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (IA).
Principal Asset Management
Legal name: Principal Global Investors, LLC
$427.7BAssets managed
8,205Clients
121Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5348644
- Firm CRD
- 109002