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Andrew Peters

Investment adviser representative at Aegis Capital Corp.
11 yearsExperience
12 statesRegistered in
$1.8BFirm assets
16 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourly

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

11 years in the industry.

  1. Aegis Capital Corp.Jun 2015 to now

Exams passed

  • Series 66 · Uniform Combined State Law2010

State registrations

Registered as an investment adviser representative in 12 states (AL, CA, CT, FL, IN, MD, ME, MI, MN, OH, PA, WI).

Aegis Capital Corp.

$1.8BAssets managed
3,083Clients
97Advisers
16 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5348622
Firm CRD
15007
Advisor's SEC record (opens in a new tab)
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